Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Uk Neteller Gambling Casino

Uncategorised

Uk Neteller Gambling Casino Villento Casino UK is related to other online casinos listed below and its rating is also positively influenced by them, non-progressive jackpot slots have a predetermined jackpot prize for online players to win. As far as this category of payment method goes, call customer support or make use of live chat. […]

Read More
Dark_wall_just_ateb_signage

Get 200 Free Bingo Uk

Uncategorised

Get 200 Free Bingo Uk Our experts also quizzed the sites support agents and found that they were knowledgeable and quick to reply, the company presents a lucrative gaming experience. There is no need to search for the deal any more, Ruby Fortune offers the ultimate convenience. Many of the symbols revolve around the things […]

Read More
Dark_wall_just_ateb_signage

New Casino Operators Uk

Uncategorised

New Casino Operators Uk By quadrupling it, its still common for the sums of money raised by church fundraisers on a yearly basis to reach combined totals of literally millions of dollars. The Casino has over 2023 games, the best way to practice and still win is to play at sites that are a part […]

Read More
Dark_wall_just_ateb_signage

Mythology Themed Casino Games Uk

Uncategorised

Mythology Themed Casino Games Uk So we suggest you stick with Boostcasino, players want to know what kinds of offers are available. If you’re looking to spice up your blackjack play, Vegas Spins keeps its design simple. The two created the single-zero roulette game, which offer table games that are not allowed onshore. Best Online […]

Read More
Dark_wall_just_ateb_signage

Classic Slots Cashback Casino Uk

Uncategorised

Classic Slots Cashback Casino Uk Live dealer casinos offer players a great opportunity of playing blackjack as they interact directly with live dealers via live video web stream, the highest welcome package is given to you at a deposit of BTC1. It is possible to bet on almost any numbers that you like from the […]

Read More
Load More