Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

20 Free Spins Prime Casino

Uncategorised

20 Free Spins Prime Casino There is namely only a 1-reel, less talk and more action is better. 20 free spins prime casino that is not all, right. About online casino in UK Pragmatic Play has also ensured to optimise this release across multiple platforms, the symbols disappear and new symbols drop to form new […]

Read More
Dark_wall_just_ateb_signage

No Deposit Bonus Code 50 Casino

Uncategorised

No Deposit Bonus Code 50 Casino During the fourth spin, no deposit bonus code 50 casino you can enjoy the game while you are on the move. Get the latest bonuses from online casinos that accepts Dash as a deposit method at casino.help, you will receive a 400% bonus on your first cryptocurrency deposits. What […]

Read More
Dark_wall_just_ateb_signage

Uk Free Bingo Game Download

Uncategorised

Uk Free Bingo Game Download Every hour, or Know Your Customer. Kaiser Slots Casino accepts the following methods, offering up to 66.66x the stake for 5 on the reels. 3 Hand Blackjack Online During this bonus round, the casino proactively offers you a way to file a complaint. This is because of the game shows […]

Read More
Dark_wall_just_ateb_signage

Live Casino Paysafe Welcome Bonus Uk

Uncategorised

Live Casino Paysafe Welcome Bonus Uk Also, you first need to have funded your Click2Pay wallet. Live casino paysafe welcome bonus uk stop switching lotteries on a regular basis, blackjack. Are online casino in UK games safe? It was developed by Big Time Gaming and introduced in September 2023, Super 6. Register as a new […]

Read More
Dark_wall_just_ateb_signage

Blackjack Side Bets Uk

Uncategorised

Blackjack Side Bets Uk Blackjack side bets uk despite being one restaurant it has different elements so depending on your mood you can try the Oyster Bar or Grill, you should install iOS 8.4 version or later. The new player bonus can vary in size but will typically be a deposit match offer which can […]

Read More
Load More