MIFID investment firms now need to use a new form to notify FCA of management body changes for Non-SMF Directors. This form is required to submit information when appointing Non-SMF Directors to, or withdrawing them from, the firm’s management body.
The form is called ‘Notification Procedures for Changes to the Management Body for Non-SMF Directors’ and is available to download in SUP 15 Annex 14R of the FCA Handbook.
If a firm’s management body changes, the form needs to be downloaded, completed and emailed to NonSMFNotification@fca.org.uk until it is loaded on to Connect. From Q1 2020, firms will be able to submit the form via Connect, the FCA’s online platform.
150 Free Spins Add Card
Uncategorised
150 Free Spins Add Card Make sure you take the most out of their promotions and check out our guide on how to wager through an online casino bonus, 150 free spins add card you can expect High volatility means infrequent but big wins on this High volatility slot. But that one comes with a […]