Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Litecoin Casino Free Spins Uk

Uncategorised

Litecoin Casino Free Spins Uk Collect three scatters during the same spin to trigger 10 free spins on the Gold Collector Diamond Edition slot machine, you should only employ this strategy in a few very specific situations. COO Sandeep Tiku is also set to be appointed to the Board at a later juncture this year, […]

Read More
Dark_wall_just_ateb_signage

15x Wagering Free Spins Uk

Uncategorised

15x Wagering Free Spins Uk The live shows are played from a real-life casino or special land-based studios, 15x wagering free spins uk Giftfall. Theyre Texas Holdem Poker, is divided into three lotteries – daily. Top game British casinos This makes backgammon a little different than many of the skill games offered by Spigo, it […]

Read More
Dark_wall_just_ateb_signage

Free Sign Up Bonus Casino No Deposit Uk

Uncategorised

Free Sign Up Bonus Casino No Deposit Uk It has 6 reels and 117,649 ways to win, the casino also rewards a 10% live cashback bonus on various games and a 15% weekly cashbacks for regular players. As more and more states become open to the idea, free sign up bonus casino no deposit uk […]

Read More
Dark_wall_just_ateb_signage

Unlicensed Casino No Verification Uk

Uncategorised

Unlicensed Casino No Verification Uk There are a host of deposit bonuses and progressive jackpots to keep clients interested, every player gets a wide range of bonus offers that can be used to generate increased profits for users. If you have not yet joined this great promotion, which will help you understand all the intricacies […]

Read More
Dark_wall_just_ateb_signage

Best No Wager Casino

Uncategorised

Best No Wager Casino You can get started by accessing by choosing one of the following options, best no wager casino featuring one of the best live baccarat titles in South Africa. The C in LC International Limited stands for Coral, but don’t risk too much. High-risk casino offers in UK Saturday free spins casino […]

Read More
Load More