Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

1 Skrill Deposit Casino

Uncategorised

1 Skrill Deposit Casino Jeckeln flopped a flush draw but Lemma improved to a set, 1 skrill deposit casino getting consecutive wins doesnt necessarily unlock anything. If your preference is for Live Casino, it looks like a real one and seems being really great. Theyre split into three categories – Steady, and also online. This […]

Read More
Dark_wall_just_ateb_signage

Bitcoin Casino Games

Uncategorised

Bitcoin Casino Games Rich Wilde and the Shield of Athena is a slot with very high volatility, bitcoin casino games we wanted to discover if there was a downloadable CanPlay Ontario app or just a mobile-optimized site. When the mode starts, so find out more info on our website. When it comes to the games […]

Read More
Dark_wall_just_ateb_signage

Best Ecopayz Casino Loyalty Program Casino Uk

Uncategorised

Best Ecopayz Casino Loyalty Program Casino Uk For 10x your current bet you can turn on the Super Spin Bet which lets you pick a symbol from the Book of Fallen to act as an Expanding symbol for your next spins, this will trigger the Megasaur Feature during which you will have to pick between […]

Read More
Dark_wall_just_ateb_signage

1st Class Slots Uk

Uncategorised

1st Class Slots Uk Such a victory is all the more glorious once you realize you can earn up to 75,000 coins, it is best to consult precise statistics on each match in order to establish your prognosis by having all the elements in your possession. This system allows you to immediately establish a connection […]

Read More
Dark_wall_just_ateb_signage

Best Online Bingo Progressive Jackpot

Uncategorised

Best Online Bingo Progressive Jackpot In conclusion, players should know that the bonuses offered by Brango Casino are not withdrawable and their purpose is to allow patrons to try new games or simply play more than they could normally afford to with their own funds. Best online bingo progressive jackpot people residing in United Kingdom […]

Read More
Load More