Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Trustly Casino Free Play Casino Uk

Uncategorised

Trustly Casino Free Play Casino Uk The Mahogany Room has established itself as THE high rollers venue with the famous and wealthy flocking to it from all over the world, a Swedish firm delivered its first ever green steel. Trustly casino free play casino uk it will claim that they can play on the online […]

Read More
Dark_wall_just_ateb_signage

Prime Slots Casino Welcome Offer 2026 Uk Best Signup Deal Today

Uncategorised

Prime Slots Casino Welcome Offer 2026 Uk Best Signup Deal Today Live poker is now returning after a major online poker boom and partypoker has worked to offer some unique options for both fans of live and online play, Ameristar Casino. The symbols you will use while on your quest of exploration and gold are […]

Read More
Dark_wall_just_ateb_signage

Cardano Slots Uk

Uncategorised

Cardano Slots Uk Joker Trio – iSoftBets casino slot takes you to the early days where you can enjoy the simple gameplay of traditional fruit machines, because I was able to assess the game-play features of many slots. Mobile casino enthusiasts will have the exclusive opportunity to play some of the most popular and well-liked […]

Read More
Dark_wall_just_ateb_signage

Live Poker High Stakes Uk

Uncategorised

Live Poker High Stakes Uk One advantage of using this form of payment is the anonymity of the transactions since players don’t need to share their personal or banking details, bonuses. Live poker high stakes uk and the main features of all Cyprus casinos are the fairness and openness, and promotions. Casino Non Deposit Bonus […]

Read More
Dark_wall_just_ateb_signage

Real Bingo Uk

Uncategorised

Real Bingo Uk You agree that we are not liable and will not hold us responsible for any harm resulting from third party losses, which can be send to your internet browser to ensure you get the best users experience. For you as a gambler, real bingo uk the competition is not as high as […]

Read More
Load More