The FCA has announced a new series of monthly Q&A roundtable discussions for mortgage intermediaries and lenders across the UK, with the first stop in Glasgow on 29 October. There is no set agenda for these sessions; topics for discussion are determined by the attendees at each session.
These informal monthly ‘Ask the regulator’ events will conclude in March 2020.
Details of the dates and venues can be found in the registration page of the FCA website.
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If you are involved in advising on DB transfers, this will be of interest.
The FCA has issued updated guidance for firms in relation to the use of outsourced IT services.
Firms are reminded that they must not use the FCA logo or authorisation in a promotional way.
The Insurance Distribution Directive (IDD) will impact all IFA and Insurance Intermediaries.
New transfer advice rules – 1 October 2018
Alistair MacDougall Compliance 2018, 2019, FCA, Pension, Pension Transfer, Update
New rules around transfer advice apply from 1 October 2018. Make sure you are aware and ready for them.