The FCA has announced a new series of monthly Q&A roundtable discussions for mortgage intermediaries and lenders across the UK, with the first stop in Glasgow on 29 October. There is no set agenda for these sessions; topics for discussion are determined by the attendees at each session.
These informal monthly ‘Ask the regulator’ events will conclude in March 2020.
Details of the dates and venues can be found in the registration page of the FCA website.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
For information.
For information.
The FCA has highlighted potential issues with how IFISAs are promoted.
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
The SM&CR applies to all FCA regulated firms from December 2019.
New Aggregated Costs and Charges Template / Extended Intelligent Office Integration
Senior Managers and Certification Regime – TISA slides
Alistair MacDougall Compliance SM&CR
TISA has produced a useful set of slides explaining the SM&CR