Menu
Free Pension Transfer Webinars

You might have seen our various articles covering off the changes to Pension Transfer rules introduced with PS20/06 that came in to full effect on 1 October 2020. You can find these here …

Part one – contingent charging ban 

Part two – abridged advice

Part three – workplace pensions

Part four – just one more thing?

Part five – and finally!

We have also created three webinars that summarise the rules. These are now available free of charge for a limited period. Going forward, similar webinars will be chargeable for non-ATEB clients.

To access the webinars, go here.

A webinar covering the rules for Client Reviews is also available.

Don’t forget to check Our View about this article and the Actions Required By You

Free Pension Transfer Webinars

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We hope you will find the webinars and articles of value. 

Please note that no CPD certificates are available but you can log this time as structured CPD. Each webinar lasts around 20 minutes and, alongside a review of the relevant article, supports 30 minutes of CPD. The articles can be printed as evidence for CPD purposes.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Yelling formal man watching news on laptop

Pension Transfer charging

Compliance , , , , , ,

Policy Statement PS 20-06 stated that a firm providing pension transfer advice “… may also not charge less than it would charge for investment advice of the same value”.   That seems clear enough, but the rule that gives effect to this statement is subtly different. COBS 19.1B.7 states: “A firm should not charge less […]

Read More
Close up view of black background

TR22/1 – Thematic Review: Observations on wind-down planning

Compliance ,

The FCA has published a Thematic Review report which provides some observations around the quality of wind-down planning in firms.   The report can be read here. A brief summary of the key observations is noted below. Liquidity During wind-down a firm must continue to pay its liabilities as they fall due. Failure to do […]

Read More
Person putting coin in a piggy bank

Consumer Duty – fair value and adviser charges

Compliance , , , , , ,

The FCA’s proposed Consumer Duty is getting a lot of airplay in the trade media. First mooted in the FCA’s business plan a while back, it has been the subject of a couple of consultation papers, namely CP21/13 (May 2021) and CP 21/36 (December 2021).   We have already written briefly about the Consumer Duty […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

FOS Award limit increased

Compliance , , , , , ,

In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints about acts or omissions by firms on or after 1 April 2019. It was increased to £160,000 for complaints referred to the service on or after 1 April 2019 about earlier acts or omissions.  At […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

Improving the Appointed Representatives Regime

Compliance , , ,

The FCA has consulted on proposed changes to the Appointed Representatives (AR) regime. The proposed changes aim to reduce potential harm arising across the sectors where they operate.   The context in which these changes are considered necessary is that FCA data show that principals have more complaints per £1m of revenue compared to non-principals, […]

Read More
Load More