Menu
Free Pension Transfer Webinars

You might have seen our various articles covering off the changes to Pension Transfer rules introduced with PS20/06 that came in to full effect on 1 October 2020. You can find these here …

Part one – contingent charging ban 

Part two – abridged advice

Part three – workplace pensions

Part four – just one more thing?

Part five – and finally!

We have also created three webinars that summarise the rules. These are now available free of charge for a limited period. Going forward, similar webinars will be chargeable for non-ATEB clients.

To access the webinars, go here.

A webinar covering the rules for Client Reviews is also available.

Don’t forget to check Our View about this article and the Actions Required By You

Free Pension Transfer Webinars

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We hope you will find the webinars and articles of value. 

Please note that no CPD certificates are available but you can log this time as structured CPD. Each webinar lasts around 20 minutes and, alongside a review of the relevant article, supports 30 minutes of CPD. The articles can be printed as evidence for CPD purposes.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Homework

Do you mark your own homework?

Compliance , , , , , , , , , , , ,

Most firms will have at least vague recollections of the FSA’s thematic review of pension switching and the report it produced in December 2008.   It produced a flurry of activity, but as time has elapsed it has perhaps become a distant memory, despite the high volumes of replacement business that have been and continue […]

Read More
Black magnifying glass

Consumer Duty – Identifying Foreseeable Harm

Compliance , , , , , , , ,

Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very difficult, especially if it’s about the future!” A related axiom states: “Predicting the future is easy – the hard bit is getting it right!” And with those thoughts in mind, we can ponder the wisdom, […]

Read More
Chessboard game

Opt-out and permissions

Compliance , , , , ,

A change is as good as a rest they say. So here is a compliance related article that does not have any connection with Consumer Duty!   We recently received a query from a firm which purported to be in relation to what permissions are needed in connection with a client opting out from an […]

Read More
Copyright © 2023 FCA

Action required for most firms

Compliance , , ,

Nothing major, but take note.     The FCA has announced that it will be replacing the Financial Resilience Survey with a new financial resilience regulatory return. This will be referred to as ‘FIN073 – Baseline Financial Resilience Report’. Firms still need to complete the Financial Resilience Survey when requested to do so until the […]

Read More
Copyright © 2023 FCA

Gig Review!

Compliance , , ,

Well, sort of.     OK, this is another Consumer Duty themed article but, following our  attendance at the FCA’s Live and Local events (which we recommend you attend if you haven’t done so already), we thought we’d share our experience and highlight the main points that the regulator appears to be placing specific emphasis […]

Read More
Load More