We wrote with details of the latest FCA survey. You can read those details here. The FCA has now extended the response dates as indicated below.
“On 19 July 2021, we sent the below e-mail informing you of our plans to issue a Covid-19 Impact Survey to firms in Tranche 1 for a fifth time. In recognition of the holiday period in August we have decided to extend the survey completion date. Please see new dates below:
Batch 1: to be sent on 2 August 2021 – response due by 13 September 2021
Batch 2: to be sent on 3 August 2021 – response due by 14 September 2021
Batch 3: to be sent on 4 August 2021 – response due by 15 September 2021
Batch 4: to be sent on 6 August 2021 – response due by 17 September 2021
No other changes have been made; the survey questions and supporting material remain the same.”



Publication of Directory Persons data
Michael Senior Compliance 2021, Directory, FCA, Register
Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or more using the multiple upload functionality must be done between 11 January and 18 March to ensure submissions are processed ahead of the deadline. A failure to submit required data in time would be a […]