As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory data from firms. All 52,000 firms that provided regulatory submissions in Gabriel now need to use RegData.
As part of its improved Data Quality controls, firms may receive a request from the FCA for a resubmission where errors have been identified. This can be time-consuming for both the FCA and firms. To help minimise such errors, the FCA has updated its RegData help and FAQs page which can be found here.
This updated page includes links to all the FCA’s RegData resources and includes reference to common data quality issues found within RegData submissions, as well as help text and FAQs in respect of each data request type.



Publication of Directory Persons data
Michael Senior Compliance 2021, Directory, FCA, Register
Another March reminder! Solo-regulated firms must submit their Directory Persons data via Connect by 31 March 2021. Submissions of 10 persons or more using the multiple upload functionality must be done between 11 January and 18 March to ensure submissions are processed ahead of the deadline. A failure to submit required data in time would be a […]