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FCA RegData guidance

As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory data from firms. All 52,000 firms that provided regulatory submissions in Gabriel now need to use RegData.

 

As part of its improved Data Quality controls, firms may receive a request from the FCA for a resubmission where errors have been identified. This can be time-consuming for both the FCA and firms. To help minimise such errors, the FCA has updated its RegData help and FAQs page which can be found here.

This updated page includes links to all the FCA’s RegData resources and includes reference to common data quality issues found within RegData submissions, as well as help text and FAQs in respect of each data request type.

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FCA RegData guidance

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

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