The FCA will be continuing their well received Live and Local roadshows during 2017.
Positive Compliance will run on the mornings of 10 and 11 January in Leeds.
Positive Compliance mortgage sessions will run on the afternoons of 10 and 11 January in Leeds. This session will focus on expectations of firms providing advice from a regulatory perspective, allow participants to share good practice and explore the findings of the FCA’s thematic work.
A supervisory workshop, focusing on professional governance, will be held on 17 January in York.
One-to-one surgeries will be held on the 18 January in Doncaster.
There will be a roundtable on 26 January in Harrogate, attended by a panel of FCA and industry representatives.
You can register for all sessions here.
Registration is also open for the sessions that will be run in the North West in March.
FCA expectations in relation to remote or hybrid working
Alistair MacDougall Compliance Call Recording, COVID-19, FCA, PI, protected, protection, recording, Register, Senior Manager, training
The coronavirus (Covid-19) pandemic has resulted in many firms adopting remote working for some or all employees. Indeed, some of you reading this article right now might well be in a kitchen or home office, in permanent dress down mode (remember when that only happened on the last Friday of the month?) and perhaps even […]