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FCA Live and Local – Doncaster, Leeds, York and Harrogate

The FCA will be continuing their well received Live and Local roadshows during 2017.

Positive Compliance will run on the mornings of 10 and 11 January in Leeds.

Positive Compliance mortgage sessions will run on the afternoons of 10 and 11 January in Leeds. This session will focus on expectations of firms providing advice from a regulatory perspective, allow participants to share good practice and explore the findings of the FCA’s thematic work.

A supervisory workshop, focusing on professional governance, will be held on 17 January in York.

One-to-one surgeries will be held on the 18 January in Doncaster.

There will be a roundtable on 26 January in Harrogate, attended by a panel of FCA and industry representatives.

You can register for all sessions here. 

Registration is also open for the sessions that will be run in the North West in March. 

 

 

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FCA Live and Local – Doncaster, Leeds, York and Harrogate

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

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