The FCA has published the latest data on its work to tackle harm in the consumer investments market between April to September 2021. The data provides useful insights into specific areas of the FCA’s Consumer Investments Strategy, particularly higher-risk investments and scams.
They have also issued a press release on the data, which you can find here.
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Our professional body has highlighted a financial scam within our industry that you should be aware of
This is the first in a series of news articles that summarises feedback from the FCA’s Positive Compliance workshops.
The FCA has issued its second Mortgage Market Review Readiness Tracking Survey
The FCA has listened to industry feedback and has reduced the CCL licence fee for small firms.
Positive Compliance: Episode Two
Steve Bailey Compliance FCA, Pension, PI, Switch, Xplan
This is the second in our series of Positive Compliance news articles and focusses on the important topic of Pension Switching. Find out more by reading the full article.