The FCA has published the latest data on its work to tackle harm in the consumer investments market between April to September 2021. The data provides useful insights into specific areas of the FCA’s Consumer Investments Strategy, particularly higher-risk investments and scams.
They have also issued a press release on the data, which you can find here.
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Here are some key messages from the initial tranche of Consumer Credit applications
Must view FCA Webcast outlines clear requirements
The rules cover fee charging and come into force on 2 January 2015.
The FCA has issued part 3 of its three-cycle RDR Thematic Review
Clarifying Sales Models’ Boundaries
Steve Bailey Compliance FCA
FG15_1 clarifies the different types of sales models, the boundaries between them and the associated regulatory requirements.