The FCA has published the latest data on its work to tackle harm in the consumer investments market between April to September 2021. The data provides useful insights into specific areas of the FCA’s Consumer Investments Strategy, particularly higher-risk investments and scams.
They have also issued a press release on the data, which you can find here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
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The Directory is intended to make it easier for the public to get information about firms and individuals.
MiFIDII set even higher requirements around managing conflicts of interest.
Learn the FCA’s latest views on transfer advice.
This new organisation has formally launched …
FCA Pension Transfer Workshop – update
Alistair MacDougall Compliance FCA, Pension, Pension Transfer, Update
There is still an opportunity to attend one of these events.