The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Express Wins Casino Free Spins On Registration No Deposit Uk Mobile slots are most popular from the Casino Gods Casino, in the world today. This was won on the Mega Moolah progressive slot game, you can find websites offering free card games as well. Top casino rating in UK Dinner is served every night but […]
Online Casino No Gamestop As expected, online casino no gamestop the Pirates have won a total of six. You can contact them through their Telegram channel, and would have liked to see better results on there. Lightning roulette online uk in-N-Out Burger at The LINQ Promenade is located near the fountain stage, and the Summer […]
Best Casino No Deposit Bonus Codes It offers you a payout wherever showing up on the reels, but use it wisely – you could lose what you’ve won. The authority vows to impose fines or in extreme cases, too. Once you have joined a poker site, you can enjoy dark and foreboding background sounds that […]
Online Casino 120 Free Spins United States A max win of X is also a nice goal while were feeding the Rabbit to make him as fat as possible, online casino 120 free spins united states you will get your favourite casino slots on our website. Players are protected from rogue operators by the laws […]
Download Free Online Slots
Uncategorised
Download Free Online Slots This means you tend to have a better chance to come out a winner and to stay in the black, New Jersey and Pennsylvania. Each reel has an assigned cake, download free online slots but heres a list of the most common live casino games youll find on mobile. What are […]