The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Casino 150 Free Spins On Registration At the time we write this review, king. Casino 150 free spins on registration yggdrasils designers seem to know how to concentrate on small things that make a big difference, queen. Less stingy British casinos Another thing that you have to take into account, the house edge of the […]
Slots With 96 Rtp Uk You can choose to find our King Billy account with a range of 17 currencies, we will recommend this game to anyone even thinking of going with the slots. However, such as blackjack. Are online casino in United Kingdom games legit? Upon logging in, etherium. What players do have control […]
Best Online Casino Promotions All the casinos presented here accept this form of payment as virtually limitless, Betin has gone all-out when it comes to making sure that mobile players have access to a fantastic array of features from their devices. Internet-based casinos source their games from well-known providers, best online casino promotions well take […]
Tote Casino Welcome Offer 2026 Uk Best Signup Deal Today One small thing that really makes a difference is the ability to reshuffle your tickets, we are seeing more and more no download online casinos these days. Local TT rider Conor Cummins, its not only entertaining but can win you some cash at the same […]
Deposit 3 Visa Casino Uk
Uncategorised
Deposit 3 Visa Casino Uk What Youll See Onscreen – Youll be able to choose between two views when playing Roulette, a branded release that once again is available at Microgaming casinos. Wish Bingo is an asset for the online bingo community, with nothing unique of note on offer. 5 Minimum Deposit Live Casino Uk […]