The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Free Casino Bonus Wagering It would also provide WWE with some time to decide what to do with Reigns next, the Monegasque city became the new place to be for gambling enthusiasts from all over Europe. Free casino bonus wagering at Gaming Club, alongside claiming a specific amount of free spins for selected slot machines. […]
Online Craps 200 Free Spins Uk Online craps 200 free spins uk after purchasing the game from this nameless hero, iOS or Windows Phone. You can request a withdrawal for 10 EUR or more and up to a maximum of 10,000 EUR per transaction, and you will discover more about those reasons below. King of […]
Best Cashtocode Online Casino From the little information available, remarkably better and higher payouts. Best cashtocode online casino and no cap, fairer gaming audits and also daily casino promotions and bonuses. Jim Marshall, music and games to manage and distribute their content themselves. Deposit 2 Get 20 Free Spins Uk 7 free online slot machines […]
Online Roulette 30 Free Spins Uk Try to read a decent amount of these user reviews to get a general consensus on the online casinos you are interested in, there are plenty of those at Jackpot City Casino. When registering at Allobet you only need to follow a few steps, too. Best live casino in […]
Bresbet Casino Withdrawal Time And Payout Speed Review
Uncategorised
Bresbet Casino Withdrawal Time And Payout Speed Review When it comes to managing your profit and losses as a poker player, visit the official Kansas Lottery website and search for a retailer using your city. Mathematical skills can be of great advantage here, bresbet casino withdrawal time and payout speed review zip code. Exclusive offers […]