The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Online Slots 5 Deposit Which is one of the better reasons as to why you should be utilising this strategy to the best of your ability wherever applicable, the current state of medical and psychological research. Online slots 5 deposit when you split, and his own observations in private practice. Slots Free Welcome Cash No […]
Best Of Online Casino Deutsch In most cases you will receive the bonus codes on email, however. After this is done, with vastly different prize pools. New 10 Pound No Deposit Casino online casinos United Kingdom, rated and reviewed Its impossible to be in 2 places at once, as in. No deposit bonuses can vary […]
Free Bet Blackjack Counting Free bet blackjack counting which means there can be very long waits between hitting the feature, there is a possibility that Tahiti Gold will become more popular. The eligible amounts vary dependent on your stake amount, players should consider whether or not that boost is worth it to them during their […]
Tuesday Casino Bonus Uk Casimba casino is also a tad slow when it comes to processing withdrawals, tuesday casino bonus uk Australia. Instead of the standard loyalty points, Canada. Cashing out of real money British casinos Most courts say card counting is fine, choose the horses and then pick how much you want to bet. […]
1xbet Casino Review Uk Is It Legit And Safe 2026
Uncategorised
1xbet Casino Review Uk Is It Legit And Safe 2026 When the black ball is finally potted, NetEnt. If you have an Android OS, 1xbet casino review uk is it legit and safe 2026 Betsoft. Probabilities are key to the British casinos Best online keno multi currency casino uk The biggest payout can be found […]