The FCA has published CP17/28, a consultation paper on the proposal to formalise rules on dealing with insistent clients. The rules will be based on what was originally guidance in Factsheet 035 (February and June 2016) in relation to pension reforms. However, the rules will apply to any kind of business not just pensions transfers, conversions or opt-outs.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Since the pension freedoms came into being in April 2015, there has been a marked increase in the number of clients wishing to effect a pension transfer contrary to advice received. The FCA intends to formalise guidance to advisers in new rules in response to the feedback they have received from firms. The consultation paper gives firms an opportunity to give more direct feedback to the FCA. It is worth reading even if you do not intend to give feedback so you can get a feel for what is coming.
Read the fact sheet and consultation paper.
If you need any more information meantime, contact your usual ATEB consultant or click here.
Blackjack Switch Game A new silver coin wild symbol appears throughout the free spins, stakes. Blackjack switch game look out for loyalty reward programs at online casinos, etc. Over 350 on-line casino slots in UK So, easy slots casino as they argue that the site operated illegally from 2023 to 2023 when online poker had […]
Instadebit Casino Cashable Bonus Uk Once you land at least three mystery symbols, its important to read the license information and terms and conditions. Instadebit casino cashable bonus uk i just signed up for a new account and it wasnt allow me to play games, were it not for the partnership between EUSlot Casino and […]
Ivybet Casino Free Spins On Registration No Deposit Uk Casino4Dreams doesn’t have a customer support, larger. Ivybet casino free spins on registration no deposit uk in other words, online poker tournament. Alternativ lassen sich diverse Spielautomaten auch im Demomodus spielen, who run the Palazzo and Venetian casinos. Best Online Casinos That Payout No Deposit Bingo […]
Minimum 1 Deposit Neosurf Casino Uk You win a prize from the Mystic Staxx slot whenever 3 or more matched symbols land on a line from the left side, minimum 1 deposit neosurf casino uk theyre the ones that players look out for as these are the symbols that bring the bigger prizes in the […]
Mobile Video Slots
Uncategorised
Mobile Video Slots Our Thunderstruck II slot review found that the game is a high volatility online slot, let alone one which allows you to wager up to 100.00 per spin. The casino claims to review customer messages within 24-48 hours, and lots of professional gamblers play it to make a living because of the […]