We have recently attended a seminar where the FCA Authorisations department estimated that they will receive around 51,000 applications, although
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The FCA has back-tracked on the new Capital Resource requirements!
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We thought it would be prudent to send one final reminder regarding the change to the Capital Resource Requirements that
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As you may be aware the regulation of consumer credit will move from the Office of Fair Trading (OFT) to
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There is a Government e-petition here which aims to increase the protection afforded to Financial Advisers by removing the Ombudsman’s
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RDR requires advice to be free from bias, clearly explained and transparently charged. The FCA is currently conducting a three-stage thematic
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Currently, this is one of the questions we are most often asked. The trouble is, there are different sources of
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Before you read on, what do you think the title refers to? The answer is Business Risks. The FCA has
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For IFAs and Mortgage Brokers FCA rules and guidance state that: “Firms should ensure that those supervising employees ……. have
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The Mortgage Market Review (MMR) rules come into force exactly one year from today. Those of you who attended the
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