CCL Fees – An Update
The FCA has listened to industry feedback and has reduced the CCL licence fee for small firms.
Compliance
MMR Readiness Tracking Survey 2
The FCA has issued its second Mortgage Market Review Readiness Tracking Survey
Financial Promotions – FCA Issues Warnings
The FCA is stepping up its scrutiny on financial promotions by actively monitoring promotions and issuing warnings to firms that […]
Professional Indemnity Insurance – Excesses and Exclusions
If your PI policy has non-compliant excess or exclusions written into it, you will need to hold additional capital reserves.
Consumer Credit Proposals
The FCA have been running CCL roadshows and there are some important issues arising that may affect you if you […]
Risk Mapping
This is an area that causes the FCA concern. How do you ascertain that your Attitude to Risk grading is […]
MMR Intermediary Workshops
We have summarised the key points from recent FCA MMR Intermediary Workshops in this news article. There are some interesting […]
Mortgage Market Review – A Reminder
The Mortgage Market Review (MMR) is due for implemetation in April of 2014. Are you prepared?
Training Material
We've been pointed towards some useful training links.
RMAR Sections K and L
Having difficulties completing the new RDR friendly sections K and L of RMAR? ATEB has produced guides