Webinar: RDR Adviser Charges and Service Delivery
Thematic review findings and good practice for disclosure and delivery of services
Compliance
AF3 Exam revision/training support
Need help with the AF3 exam in October?
Insistent Clients
In light of the recent pensions reforms, the FCA has clarified the ‘insistent client’ expectations
FCA Enhances Pension Transfer Rules
The FCA implements changes to pension transfer rules that potentially affect all IFA firms
Alternative Dispute Resolution (ADR)
Changes to complaints rules from 9th July 2015
Capital Resource Requirements for Personal Investment Firms
After much deliberation and mind changing, it looks like new requirements are finally set to be implemented
Consumer Credit Webinar
FCA Webcast question and answer session
Retirement Reforms – Risk Warnings
Pension freedoms introduces new risk factors
Advice, Information Only & Personal Recommendation
Steve Bailey examines the boundaries.
Money Advice Service Retirement Advisor Directory
Find out more about the MAS on-line ‘Retirement Adviser Directory’