Business Risk Awareness Workshops (BRAW)
BRAWs announced for the North-East and North Yorkshire.
Compliance
Connect Replaces ONA
Get connected.
Business Standards
The FCA has reiterated some key messages for those recommending investment products.
Social media and customer communications – practical impact
Do you use social media for business purposes? If so, read on.
Changes to RMAR Reporting
Section K ‘Adviser Charging’ will change for data reported from 31 December 2014.
Special Report by ATEB: A Guide to Independence
In association with Adviser Business Review Magazine ATEB has produced a guide that highlights key characteristics for an independent firm.
Consumer Credit Application Problems
Consumer credit applications run into difficulties. Understand the requirements and start the application process early.
Price Comparison Websites
Price Comparison Websites criticised by the FCA
Disclosure of Total, Client Specific, Adviser Charge
It is important that firms understand what is needed in this respect and disclose adviser fees compliantly
Simplified Advice, Non-Advised Sales and related matters
The FCA has issued two new documents that are important for firms selling products using a simplified advice or non-advised […]