Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
Alistair MacDougall
Changes to FSCS Limits – Action Required
FSCS limits are changing so you will need to make some amendments to documents
FCA Pension Transfer Workshop – update
There is still an opportunity to attend one of these events.
FCA announces details of the ‘Directory’
The Directory is intended to make it easier for the public to get information about firms and individuals.
Conflicts of interest
MiFIDII set even higher requirements around managing conflicts of interest.
FCA Pension Transfer Workshop
Learn the FCA's latest views on transfer advice.
The Single Financial Guidance Body
This new organisation has formally launched ...
Pet hates of a file reviewer – the sequel!
Make file reviews more efficient ...
Latest FCA Policy Statement on BREXIT
As we move close to the date of leaving the EU, it will pay to be aware of relevant FCA […]
Ex-Post costs and charges statements due soon!
The first statements must be issued by the end of March 2019.