Vertical Integration – the new era of distribution?
This business model offers cost and profitability benefits for firms ... but there are risks.
Alistair MacDougall
Use of social media in financial services – the FCA’s view
How do FCA regulations impinge on firms' use of social media?
FCA Press Release – SM&CR
The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA […]
Senior Managers and Certification Regime – TISA slides
TISA has produced a useful set of slides explaining the SM&CR
Investing in Innovative Finance ISAs
The FCA has highlighted potential issues with how IFISAs are promoted.
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
Preparing for the Senior Managers and Certification Regime
The SM&CR applies to all FCA regulated firms from December 2019.
General Insurance – Complaints Handling
The FCA has criticised complaints handling in some GI firms.
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
Claims Management – FCA permissions
From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.