Approving Financial Promotions
The FCA has issued a Dear CEO letter with further guidance regarding the approval of financial promotions.
TCF
Fair treatment of vulnerable clients
The FCA is consulting on proposed guidance to firms in dealing with vulnerable clients.
FCA Positive Compliance – Mortgage Session
“The advice process: building a solid base.” A summary of the FCA mortgage roadshow.
Arms and Legs
Is this what your suitability report could be growing?
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