COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […]
Switch
Launching 3 new Content Management Features (Providers, Investments & Custom Appendices)
The one with Providers, Investments & Custom Appendices
COVID-19: Guidance for financial firms
Aspects to consider.
Pension switches (and other replacement business)
Is your pension switch advice suitable?
Pet hates of a file reviewer – part three
Our file reviewers share their compliance turkeys.
Mortgage Responsible Lending Update
The FCA has published the first summary of the discussions from the responsible lending implementation group.
Fair treatment of vulnerable clients
The FCA is consulting on proposed guidance to firms in dealing with vulnerable clients.
Reasons for recommending a transfer or switch that are open to challenge
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.
New Periodic Suitability Review Letter/Report Template
New Periodic Suitability Review Template
Investment Platforms Market Study
The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.