RDR/FAMR Review – Firm Information Request
What might this indicate about the FCA's areas of focus?
PI
Reasons for recommending a transfer or switch that are open to challenge
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.
PROD rules and risk tolerance
All is not what it seems when considering the risk tolerance rating of different funds.
The CETV guarantee date is not a deadline
Transfer advice is complex and may not always be able to be delivered properly before the CETV guarantee expires.
BREXIT latest FCA position statement
Given recent changes in the UK's position on BREXIT, the FCA has updated its guidance.
FCA contingent charging consultation
The FCA is proposing a series of wide ranging changes in relation to pension transfer advice, including a ban on […]
PASA Guidance on DB Transfers
What timescales and standards should Scheme Administrators be working to when a member wishes to transfer benefits?
Ongoing reviews and value for money
How can firms ensure clients get value for money in annual reviews?
SM&CR – a quick guide
Short of time to read about SM&CR? This quick guide should help.
SM&CR – Statement of Responsibilities
Wondering what a Statement of Responsibilities should look like?