Pension Transfers – need to consider a workplace pension
Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.
Pension
Disclosure is dead, long live disclosure!
A sea change of focus hidden in a subtle change of terminology.
Suitability Reports – avoiding common problems
How to avoid some of the commonly found issues with Suitability Reports.
Beware – email hacking scam
An email hacking scam first seen a few years ago is back.
Obligation to provide a suitability report to non-UK residents
Do you have to provide a suitability report for clients that are not UK citizens?
Suitability Reports: Who is Fred?
There is an old joke about a man going to his dentist, picking up a magazine in the waiting room […]
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
Evolution of the FCA’s view of suitability
How the FCA's assessments of suitability have developed.
Policy Statement PS 20/06
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.