GDPR – two years on 6 May 2020 Alistair MacDougallCompliance A quick look at the impact of GDPR, and the issues, two years on. Read More
PROD rules and risk tolerance 7 August 2019 Alistair MacDougallCompliance All is not what it seems when considering the risk tolerance rating of different funds. Read More
BREXIT latest FCA position statement 30 July 2019 Alistair MacDougallCompliance Given recent changes in the UK's position on BREXIT, the FCA has updated its guidance. Read More
GDPR – one year on 12 June 2019 Alistair MacDougallCompliance GDPR has now been in place for a year - how is it going? Read More
Impact of Data Protection on the Senior Managers & Certification Regime (SM&CR) 12 June 2019 Alistair MacDougallCompliance How does Data Protection affect the recruitment process? Read More
FCA priorities for 2019 4 February 2019 Alistair MacDougallCompliance See what the FCA is working on. Read More
December 2018 Update 17 December 2018 David AndersonSuitability Attitude to Transfer Risk / Extended Intelligent Office Integration Read More
Disclosure issues 12 December 2018 Alistair MacDougallCompliance Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure […] Read More
Outsourcing to the ‘cloud’ 16 August 2018 Alistair MacDougallCompliance The FCA has issued updated guidance for firms in relation to the use of outsourced IT services. Read More
ATEB and GDPR 23 May 2018 Alistair MacDougallCompliance ATEB Data Protection Notice and GDPR. Important Reading. Read More