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ATEB RDR Supervisor’s Course

For IFAs and Mortgage Brokers

FCA rules and guidance state that:

“Firms should ensure that those supervising employees ……. have the necessary coaching and assessment skills ….. to act as a competent supervisor and assessor.”

To address this need, ATEB has updated its supervisor’s course in line with changes introduced at RDR. We have scheduled two (2) courses as detailed below.

Dates:

  • Tuesday 30th July
  • Thursday 5th September

Venue:

  • Newcastle upon Tyne
  • Further courses will be run in other areas in due course

Duration:

  • All day

Cost:

  • £200 plus VAT per person

Content:

  • Overview of general T&C requirements on regulated firms
  • Setting customer facing sales process standards
  • Consistent and accurate assessment skills
  • Theory of coaching and training
  • Training Needs Analysis completion
  • Constructing SMARTA development plans
  • Structuring one to ones
  • Monitoring performance.

Joining Instructions:

  • These will be issued 7-10 days prior to the workshop.

Only 16 places are available on each course and will be allocated on a first-come, first-served basis.

Don’t forget to check Our View about this article and the Actions Required By You

ATEB RDR Supervisor’s Course

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

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