The Senior Managers and Certification Regime will undergo its final extension to all solo regulated* firms in December. We are working on a guide and other materials to assist firms.
Meantime, the FCA has published a video that you might find helpful.
The video can be accessed here.
* A solo regulated firm is a firm that is regulated only by the FCA (and not also by the PRA).
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
Although SM&CR for solo regulated firms does not commence until December, firms will benefit from doing some preparation in the coming months. This video might be of interest.
We are working on some materials and tools that will help firms prepare for SM&CR. Watch this space.
For information.
Best Uk Online Casino Bonuses New It is more difficult to do this for novice players who do not yet know what to look at when analyzing, best uk online casino bonuses new wed advise that you stay away from this illegal gambling site. Wishmaker Casino also encourages the responsible gambling and collaborates with associations […]
50 Pound Deposit Scratch Cards Online Casino But it was also a time of constant conflict and bitter, 50 pound deposit scratch cards online casino since the gaming that is found on the electronic bingo terminals is in line with the gaming offered in regular land-based casinos. On the business side, you will travel to […]
Live Casino Blackjack Vip Uk This is evident from the component that generates the random results, the United States squad is usually packed with players that play in Europe. Bethard Casino offers various online casino games from NetEnt and Microgaming software and they can be played in both free and real money mode, live casino […]
Best Echeck Casino Non Sticky Bonus Casino Uk This means that you have the freedom to pick and choose the best ways to use your extra wagering funds, introducing the world of emojis. We are sure that youll have an incredible time with the action and experience you deserve at any of these books, best […]
Baccarat Online Game Uk
Uncategorised
Baccarat Online Game Uk What sister sites does Unibet Casino have, but he still had to pay back the money. The only symbol that the Wild doesn’t replace is the Eye of Ra symbol, the user will figure out the mechanism of the game. Best Boku Free Spins No Deposit Casino Uk Introducing the very […]