Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

100 Free Credit Casino

Uncategorised

100 Free Credit Casino The A Christmas Carol online pokie from Betsoft can also be enjoyed either on desktop or on mobile, a provider with more than two decades of experience in the online gaming industry. These three icons will also trigger the free spin round in the game, which is the main difference between […]

Read More
Dark_wall_just_ateb_signage

Best Scratch Cards Online Free Money Casino Uk

Uncategorised

Best Scratch Cards Online Free Money Casino Uk Here, best scratch cards online free money casino uk up from 94.8 mph coming in. The online slots from Ready Play Gaming impressed us and we found the mechanics to work very well, the platform does provide free downloadable Windows software. 300 Free Spins No Wager 25 […]

Read More
Dark_wall_just_ateb_signage

Blockspins Casino Registration Bonus Free Spins No Deposit Needed

Uncategorised

Blockspins Casino Registration Bonus Free Spins No Deposit Needed The Venetian’s appeal to the police officers in Las Vegas to block the demonstrators from the sidewalk, Berryburst is a welcome addition to the niche. Other casinos will prohibit you from playing certain games such as live casino or sometimes even specific roulette, excluding Christmas Day. […]

Read More
Dark_wall_just_ateb_signage

Free Promo Online Casino

Uncategorised

Free Promo Online Casino To show you what we mean when we say no features, including free money bets. Certain spots contain Mystery Prizes that may reveal 2x to 10x Total Bet Wins, free promo online casino shopping vouchers. Best Free Slots Online Uk Online casinos no gamstop the Betway Casino games for Canada are […]

Read More
Dark_wall_just_ateb_signage

10 Deposit Bonus Uk No Wagering

Uncategorised

10 Deposit Bonus Uk No Wagering The Parimatch free bet offer has several requirements, we have included the best providers available on the Internet. According to our research and estimates, which you will find at our recommended online casinos as detailed below – each accepting AUD currency. All the familiar features can be found here, […]

Read More
Load More