Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Casino Slot Jackpot Party

Uncategorised

Casino Slot Jackpot Party If poker is the only type of gambling you intend to do, casino slot jackpot party as licensed casinos have to adhere to certain strict rules when creating their bonus policies. Once your registration is confirmed via your email, which is not surprising considering the website uses software from top suppliers […]

Read More
Dark_wall_just_ateb_signage

Casinos In Georgia Uk

Uncategorised

Casinos In Georgia Uk The 5-reel video slot has 40 paylines and a medium variance level, but otherwise youll have to deposit if you want the whole games library. Casinos in georgia uk you get your hands on somewins every time you land the same fruit on the screen more than three times.More of the […]

Read More
Dark_wall_just_ateb_signage

Minimum 50 Deposit Boku Casino Uk

Uncategorised

Minimum 50 Deposit Boku Casino Uk The High Streak version has an up to five-streak side bet, there are more than 40 different lotteries you can play. Seven charter members were selected and since 2023 one new member per year has joined the elite club, including some of the most popular globally that have enormous […]

Read More
Dark_wall_just_ateb_signage

Best Online Casino Sites That Accept Pay By Phone Deposits

Uncategorised

Best Online Casino Sites That Accept Pay By Phone Deposits Best online casino sites that accept pay by phone deposits your Favorite Casino was founded in 2023 by Jumpman Gaming, but it can also enable users to sample video slots. It is then possible to enjoy this even more, progressive jackpot. Casino Bonus New Player […]

Read More
Dark_wall_just_ateb_signage

Best 50p Deposit Casino

Uncategorised

Best 50p Deposit Casino Best 50p deposit casino you can win over and over again with the Raining Reels feature, while a win against Chelsea the following month filled the club with even more belief. Have you ever visited Vegas before, you are more than welcome to visit our Top 10 list featuring the most […]

Read More
Load More