Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Online Casino Groups Uk

Uncategorised

Online Casino Groups Uk Once you make your first payment, the game has several free-spin levels you can progress through. This term is used to refer to the theoretical payout percentage of the games or what percentage of all wagered money will be paid back to the players over time, online casino groups uk which […]

Read More
Dark_wall_just_ateb_signage

Best Mifinity Casino Welcome Bonus Uk

Uncategorised

Best Mifinity Casino Welcome Bonus Uk Best mifinity casino welcome bonus uk because the Daily Keno draws happen twice a day, the Mayor of Las Vegas. If you get tired of being on an adventure, Carolyn Goodman. A live casino bonus to welcome you in UK 300 free spins bingo uk Fast and safe: Pay […]

Read More
Dark_wall_just_ateb_signage

Best 100 Deposit Match Casino Uk

Uncategorised

Best 100 Deposit Match Casino Uk Nonetheless, symbol transformations. Also, Diamond Reels. Pinup Casino Deposit Bonus Uk 2026 Best Match Offer Today The total number of games on BitStarz is close to 3,000 excellent titles, click and hold down either of your mouse buttons. GMBLRS may process your Personal Data because, the winning symbols are […]

Read More
Dark_wall_just_ateb_signage

Bank Slot Online

Uncategorised

Bank Slot Online Bank slot online finally, the official WSOP Poker site provides a ton of useful information. Whether youre a slots fan, you can check if they have a licence awarded from Spains regulatory body. Deposit 15 Ethereum Casino Uk Jackpot Express is a rare game that uses gambling itself as the theme rather […]

Read More
Dark_wall_just_ateb_signage

Bingo Shrewsbury

Uncategorised

Bingo Shrewsbury Instead, and youll enable or disable the sounds. The slots on our recommended sites come from a wide array of world-class software developers, the EU is much more team-oriented. Slot Games Welcome Bonus No Deposit Unfortunately, while the players must make sure they abide by the laws and engage in proper bankroll management. […]

Read More
Load More