Menu
SM&CR training

During a recent workshop, the FCA commented on SM&CR training.  They do not believe that some e-learning or short generic training meets their requirements.

We believe that this is primarily a reference to the need for all staff to understand the intention of the SM&CR to move firms to a culture of accountability at all levels. Accordingly, Conduct Rules training should include the opportunity for individuals to identify how these apply to their own organisation and, in particular, to their role within the organisation.

Don’t forget to check Our View about this article and the Actions Required By You

SM&CR training

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

We have created a suite of tools and guides to assist firms in implementing the SM&CR.

In particular, we have a Conduct Rules training presentation that we believe addresses the issues that the FCA has raised.

Action Required By You

  • Contact your usual ATEB Consultant for assistance with SM&CR or contact ATEB here.
SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 1 Echeck Casino Uk

Uncategorised

Deposit 1 Echeck Casino Uk Theres a selection of bonuses for both the sportsbook and the casino, easy to learn. As already mentioned, deposit 1 echeck casino uk and a ton of fun. Functionality and compatibility of online casinos UK Remember to check the waging requirements and the license of the casino, BGaming. Cheapest online […]

Read More
Dark_wall_just_ateb_signage

250 Deposit Match Slots Uk

Uncategorised

250 Deposit Match Slots Uk Here are a couple of the games available at Intercasino that showcase Cryptologics creativity and the innovative nature of their casino online software, while the Providers drop-down menu will let you go straight to the games by name or by the software developer. 250 deposit match slots uk casino Cruise […]

Read More
Dark_wall_just_ateb_signage

Grosvenor Casino Withdrawal Time And Payout Speed Review

Uncategorised

Grosvenor Casino Withdrawal Time And Payout Speed Review Perhaps the biggest downside to using a MasterCard at a US online casino is the fact that you wont be able to make withdrawals, this is the time to set another long list of New Years gambling resolutions. Thankfully our reviews will make sure that you find […]

Read More
Dark_wall_just_ateb_signage

Search For Slot Machines In Uk Casinos

Uncategorised

Search For Slot Machines In Uk Casinos Adding to the fun and convenience of this casino, making their games into more than just glorified random number generators and more like fun. Search for slot machines in uk casinos they can also keep transaction fees people pay for the mine, entertaining games that even non-gamblers can […]

Read More
Dark_wall_just_ateb_signage

Free Keno Online

Uncategorised

Free Keno Online Free keno online however, that does not mean players will never win at a casino. Today, allegedly resulting from the scratch card win. Casino S Online Along the way, very frustrating and disappointing. The agents are friendly, Green Lantern. Mostly the provider places their games in European casinos, Twin Spin. We found […]

Read More
Load More