Menu
RegData migration about to start

Back in June, we wrote with early information on RegData, the FCA’s replacement for Gabriel. The first firms will soon be moving across from Gabriel.

All 52,000 firms that provide regular regulatory submissions in Gabriel will need to use RegData in the future. The FCA is moving firms and their users to RegData in stages, based on their reporting requirements.

To prepare for the move, the FCA has set out the key steps firms will go through as they move to RegData, as well as a range of online resources to guide firms when using the platform.

Every Gabriel user will receive 3 direct email reminders from Gabriel advising them of their firm’s moving date – 3 weeks, 5 days and 1 day before their move. Firms should continue to use Gabriel as normal until they are moved to RegData.

Don’t forget to check Our View about this article and the Actions Required By You

RegData migration about to start

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Papers

Papers galore!

Compliance , , , , , , , , , , , ,

It has been a busy month for papers and publications at the FCA.      These include:     New Consumer Duty CP  The FCA is consulting on plans to introduce a new Consumer Duty, which aims to set a higher level of consumer protection in retail financial markets. The Duty will have 3 key elements: A new Principle – the […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

FG21/4: Guidance for insolvency practitioners on how to approach regulated firms

Compliance , , ,

Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach insolvencies of regulated firms. This finalised guidance aims to help IPs comply with FCA rules and guidance and relevant legislation to achieve better outcomes for consumers and market participants when a regulated firm fails. The […]

Read More
analysis Shallow focus photography of microscope

FG21/3 – Appropriate Pension Transfer Analysis (APTA)

Compliance , , , , ,

COBS 19.1.2 states …   “To prepare an appropriate transfer analysis a firm must:  (1) assess the benefits likely to be paid and options available under the ceding arrangement; (2) compare (1) with those benefits and options available under the proposed arrangement; (3) where the proposed arrangement is a personal pension scheme, stakeholder pension scheme […]

Read More
survey

FCA survey – Credit broking

Compliance , , , , ,

The FCA continues to keep busy with yet another survey being announced. We have received the following notification from the FCA. “We wanted to advise you that we will shortly be sending a survey to all firms holding the credit broking permission. The survey will give us an updated view of whether and how firms […]

Read More
White and black marketing word on brown wooden table

DP 21/1 – strengthening financial promotion rules for high-risk investments

Compliance , , , ,

The FCA has published a discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions. Following feedback to its Call for Input (CFI) on Consumer Investments which closed in December 2020, the FCA has published discussion paper DP21/1 which outlines proposals to strengthen financial promotion rules for high-risk investments. The […]

Read More
Load More