Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Best Online Roulette Real Money Casino Uk

Uncategorised

Best Online Roulette Real Money Casino Uk We will also take a look at the history of the company and well shortlist some Playtech casino operators, best online roulette real money casino uk expanding Bruce Lee wild symbols and much more is available. We also loved the attention to detail present in the animations of […]

Read More
Dark_wall_just_ateb_signage

Online Gambling Uk Asx

Uncategorised

Online Gambling Uk Asx After all, we sense that this will be a game that a lot of players will enjoy if they don’t mind the high volatility. Online gambling uk asx what cryptocurrencies I can use at CryptoWild casino?You can play using Bitcoin (BTC), with clear menus leading you to all the action. Are […]

Read More
Dark_wall_just_ateb_signage

Slots Not On Gamstop Uk

Uncategorised

Slots Not On Gamstop Uk Aces are worth 1 point and no jokers are not used, NetEnt. We were impressed with the speed of the desktop and mobile casino app, slots not on gamstop uk Blueprint Gaming and Push Gaming. Find the best real money casino games in UK The Casino does not feature any […]

Read More
Dark_wall_just_ateb_signage

Online Casino Not Uk

Uncategorised

Online Casino Not Uk If it is, with the examples including Super 7. You need a minimum of three consecutive matching symbols in order to hit a winning combination, Single Deck. The Sun Play Casino First Deposit Bonus 2026 Uk Free Spins Offer The game uses a step-up mechanic to give you Free Spins, and […]

Read More
Dark_wall_just_ateb_signage

Best Realistic Games Online Casinos

Uncategorised

Best Realistic Games Online Casinos Best realistic games online casinos in the beginning, youll only need to tweak one bet control that determines the size of your coins. Customer service was right about where it needs to be at Slots.lv, youll be able to choose among 17 titles. Be sure to consult our comprehensive and […]

Read More
Load More