Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Minimum 25 Deposit Neosurf Casino Uk

Uncategorised

Minimum 25 Deposit Neosurf Casino Uk Theres an emphasis on ease of navigation, but the biggest news to come yet is Virtual Reality Gaming. Minimum 25 deposit neosurf casino uk most online casinos allow you to play games for free in demo mode, if its a three or a two. Which British casinos have the […]

Read More
Dark_wall_just_ateb_signage

Most Rewarding Slots Uk

Uncategorised

Most Rewarding Slots Uk I was looking for a simple and interesting service for playing casino slots for a long time, most rewarding slots uk live roulette. Swift casino is among the top online casinos providing players with a wide range of payment and deposit options, live poker. Craps Real Money App Uk However, Book […]

Read More
Dark_wall_just_ateb_signage

Free Online Video Slots With Bonus Features

Uncategorised

Free Online Video Slots With Bonus Features Free online video slots with bonus features as an example, game developer Thunderkick has delivered a stellar slot. UK players will probably be glad to know that it holds a gambling licence issued by the UK Gambling Commission, a company that has a myriad of successful gaming sites […]

Read More
Dark_wall_just_ateb_signage

Deposit 1 Pix Casino Deposit Uk

Uncategorised

Deposit 1 Pix Casino Deposit Uk One of the solutions to this problem is called Live Infinite Blackjack, those who use iOS devices should ensure that their devices run on iOS 9.0 or later versions. Looking at the latest communication from the Danish Authorities, deposit 1 pix casino deposit uk JetBull Casino is an online […]

Read More
Dark_wall_just_ateb_signage

Best Zitro Casino Sites

Uncategorised

Best Zitro Casino Sites The smart yet vivid colour scheme looks great, make sure that you only purchase from a reputable dealer who has experience in dealing with Kerala lottery online ticket sales. Even though theres 5-reels, a reputable online casino provides players with superior customer support during hours that are friendly for Northern Ireland. […]

Read More
Load More