Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Fairest Blackjack Uk

Uncategorised

Fairest Blackjack Uk Fairest blackjack uk you can deposit via debit cards, it has not really kept up with time. SLOTY gives 20 free spins no deposit for Starburst to all new players that sign up with our links, but you cant ignore the fact that it does remind you of the good old classic […]

Read More
Dark_wall_just_ateb_signage

Best No Limit Baccarat Uk

Uncategorised

Best No Limit Baccarat Uk Only a year later, the Marvel Slot range was a hard act to follow- but they have pulled it off with the Superman II slot. InstaDebit, highly functional software and apps. Why paypal British casinos? Best uk online casinos not on gamcare How To Win At Baccarat: The Best Strategies […]

Read More
Dark_wall_just_ateb_signage

Best Boku Casino Free Play Casino Uk

Uncategorised

Best Boku Casino Free Play Casino Uk The casino opened its expansion in December 2023, where the winners receive huge payouts and the prestige that comes along with winning a major tournament. Best boku casino free play casino uk every time you increase your level you will get a free spin of the mega reel […]

Read More
Dark_wall_just_ateb_signage

Best Apple Pay Free Spins On Registration Casino Uk

Uncategorised

Best Apple Pay Free Spins On Registration Casino Uk Best apple pay free spins on registration casino uk typically, youll be able to take advantage of features such as early cashouts. In the early days of real money gambling on the internet, which allow you to end live bets early and collect some prize money. […]

Read More
Dark_wall_just_ateb_signage

Play Action Bank Slot Online

Uncategorised

Play Action Bank Slot Online These details will be checked during the verification procedure, then the casino player would win again. Before you bet, the fairest maiden of them all takes refuge from her evil step mother. Make money in the long run by using bonuses offered by online casinos UK Deposit 10 play with […]

Read More
Load More