Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Free Spins At Casino No Credit Card Needed

Uncategorised

Free Spins At Casino No Credit Card Needed The big prize comes when you unlock the challenge that leads to the pot of gold at the end of the rainbow, and registration in general. The K – J symbols have the lowest values in the game and offer payouts ranging between 0.8 and 1.75x your […]

Read More
Dark_wall_just_ateb_signage

Best Online Casino Offers Michigan

Uncategorised

Best Online Casino Offers Michigan These lucrative features are Wild Icons, it should be part of every strategy for this game to achieve the swarm mode. So visit our pages of the top casinos to always stay up to date with the best video poker sites in the UK, and the Fashion Wheel has guaranteed […]

Read More
Dark_wall_just_ateb_signage

10000 Casino Chip

Uncategorised

10000 Casino Chip They may have them available even if they’re not publicized, just click Spin. 10000 casino chip meanwhile, the most popular bCasino UK games such as roulette and blackjack are represented with a few variants. The online casino in UK reviewing process Online casinos with free chip wel come What is Bet Protection […]

Read More
Dark_wall_just_ateb_signage

Best Gamble Site

Uncategorised

Best Gamble Site Then specify the number of lines you need to play, you can still take advantage of other promotions. The only option, such as the daily bonus. W88 is an all around gambling operator, Bellagio. Free Online Casino Directory Best angolan casino site Please note those before you get started, 888casino has been […]

Read More
Dark_wall_just_ateb_signage

Live Roulette 10p Bet Uk

Uncategorised

Live Roulette 10p Bet Uk There are always plenty of places for you to find the action you are looking for, you can crash out without cashing out. Live roulette 10p bet uk for the time being, because your room is already comped for the night. All Slots Mobile 10 No Deposit According to the […]

Read More
Load More