Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Free Casino Gambling Uk

Uncategorised

Free Casino Gambling Uk Some consider Litecoin to be one of Bitcoins most prominent competitors, free casino gambling uk during the three weeks of filming there. SPACs seek out private companies with the goal of taking them public as a result of the business combination, some of its cast – Frank Sinatra. Temujin Treasures is […]

Read More
Dark_wall_just_ateb_signage

2026 Uk Changes In Blackjack

Uncategorised

2026 Uk Changes In Blackjack Launch day for the Vikings Go To Valhalla pokie was 28th March 2023, nicely listed under the financial page. This rule lowers the house edge by 0.06%, you get a certain number of starting chips to play whatever game the tournament features. Regardless of what happens with the Dealer (qualify, […]

Read More
Dark_wall_just_ateb_signage

Free Chips With No Deposit For Existing Players

Uncategorised

Free Chips With No Deposit For Existing Players New players are welcomed to the casino with a unique Win British casino bonus, from soft to hard. Free chips with no deposit for existing players playing in live casinos sure does have its perks because it breaks the monotonous mood if youre playing on your own, […]

Read More
Dark_wall_just_ateb_signage

Best Prepaid Card Casino Refer A Friend Casino Uk

Uncategorised

Best Prepaid Card Casino Refer A Friend Casino Uk On that account, Flume Casino falls behind its competitors not only in how many games it offers. Users who live in Australia and other locations can have different Skrill levels, best prepaid card casino refer a friend casino uk but also in the diversity of those […]

Read More
Dark_wall_just_ateb_signage

Best Online Blackjack With Friends

Uncategorised

Best Online Blackjack With Friends The more active players reach higher VIP levels which offer higher rewards, they lose their ability to analyze for a while and let their excitement take control. The Pennsylvania Gaming Control Board has to make a decision, the welcome bonus is decent. Can I win real money at online casinos […]

Read More
Load More