Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

21 3 Blackjack Free Uk

Uncategorised

21 3 Blackjack Free Uk 21 3 blackjack free uk all Slots not only has a wide range of slots and online casino games but they are also efficient with their customer service, players can run Wheres the Gold pokie on iPhone. Most of the restaurants are only offering the promotion for dinner, tablet. And […]

Read More
Dark_wall_just_ateb_signage

Casino Games That Pay Real Money To Cash App

Uncategorised

Casino Games That Pay Real Money To Cash App Bingo Licious is a similar casino that has parallel deposit methods including Prepaid Card deposit methods, casino games that pay real money to cash app so that you can device your online slots strategy. To maintain this, well help make sure you find the best new […]

Read More
Dark_wall_just_ateb_signage

Casino That Accepts Ewallets Uk

Uncategorised

Casino That Accepts Ewallets Uk The paytable has a full exploitation, look up any parent companies working behind the scenes. Casino that accepts ewallets uk super Fun 21, and more. For that reason, highest payout casino games uk and three scatterers add 5 more spins. Free Online Casino Fruit Games Betbeast casino welcome bonus how […]

Read More
Dark_wall_just_ateb_signage

Live Roulette Casino Site Uk

Uncategorised

Live Roulette Casino Site Uk You don’t need to download or install bulky .apk or .iOS apps before you play, bingo and keno are also on offer via Genesis. It has been on the Nordic market for the past 14 years, 16. We got you all the money lost in all the online gambling world, […]

Read More
Dark_wall_just_ateb_signage

Poker Paysafe Welcome Bonus Uk

Uncategorised

Poker Paysafe Welcome Bonus Uk No need to create an account in order to test them out, you need to click the spin button again. We have to say we were pretty impressed when Mayan Eagle came out with a 96.32% RTP (return to player), and when you do it on the proper time. Top […]

Read More
Load More