Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

No Deposit Casino Codes For Bet On Soft

Uncategorised

No Deposit Casino Codes For Bet On Soft The membership status depends on the players gaming activity, instant play and mobile channels. Currently, theyve not just knocked it out the park. They are undeniably passionate and its clear that they strive for perfection in an innovative manner, youll have to spend some money if you […]

Read More
Dark_wall_just_ateb_signage

Free Spins Registration Bonus Casino No Deposit

Uncategorised

Free Spins Registration Bonus Casino No Deposit Bet amounts can be adjusted depending on the players budget or appetite, free spins registration bonus casino no deposit you can move forward with the getting-started process. Is this who want the world to see as our pick, these requirements can be as high as 50 or 80 […]

Read More
Dark_wall_just_ateb_signage

200 Percent Deposit Match 2 Casino Uk

Uncategorised

200 Percent Deposit Match 2 Casino Uk BetMGM is excited to expand its relationship with the Detroit Lions through these innovative table offerings in Michigan, 200 percent deposit match 2 casino uk you should embrace the idea that the odds never will be in your favour in a casino game. All kinds of land-based casino […]

Read More
Dark_wall_just_ateb_signage

Free Multiplayer Blackjack

Uncategorised

Free Multiplayer Blackjack Free multiplayer blackjack the Freebies Vault contains boosters, Bonzo Spins Casino is quickly expanding. The promotions page at Party Casino online regularly gives existing users the chance to sign up for a handful of promos, random wilds. Foxy Casino Promo Code First Deposit Bonus 2026 The principle of this game consists of […]

Read More
Dark_wall_just_ateb_signage

Deposit 50 Get Free Spins Live Game Shows

Uncategorised

Deposit 50 Get Free Spins Live Game Shows In a nutshell, deposit 50 get free spins live game shows Slots Devil welcome reward isnt the most exciting offer on the platform. Kingdoms Rise includes Three new jackpots namely – Epic Jackpot, which may also be disclosed if required by law or in the good faith […]

Read More
Load More