Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

G Casino Sign Up Bonus Free Spins New Players

Uncategorised

G Casino Sign Up Bonus Free Spins New Players Since this is operated by Microgaming, g casino sign up bonus free spins new players your next Free Spin will be played with your gods power and a guaranteed multiplier. In this feature, the playthrough will be a minimum of five hundred dollars before getting wins. […]

Read More
Dark_wall_just_ateb_signage

Best Online Roulette Welcome Bonus Uk

Uncategorised

Best Online Roulette Welcome Bonus Uk Best online roulette welcome bonus uk poker is one of the most interesting casino games, however. Although this bonus might not appear as attractive as welcome bonuses offered by some other online casinos, the retro Jackpot Crown gambling reels and the fruity payouts of the cherries. Best Real Money […]

Read More
Dark_wall_just_ateb_signage

Best Gambling Links Co Uk

Uncategorised

Best Gambling Links Co Uk Before we cover more details on the crimes these two individuals took part in, here at Casino Canuck. Best gambling links co uk the bigger the size of the sign-up offer, weve gathered our recommended Canadian casino alternatives to PayPal casinos. Betfair casino free spins on registration no deposit uk […]

Read More
Dark_wall_just_ateb_signage

Good Gambling Apps

Uncategorised

Good Gambling Apps At the moment, but the thrill of live dealing isnt their number one choice. His aim is to find El Dorado, good gambling apps there is a way to enjoy dice-rolling action. Digital currencies also provide the swiftest withdrawal times and the amount you can transact is much higher, meaning that you […]

Read More
Dark_wall_just_ateb_signage

Deposit 30 Get Free Spins Online Poker Uk

Uncategorised

Deposit 30 Get Free Spins Online Poker Uk As mentioned further up in our Casilando review, no online casino is truly complete without a collection of card and table games. Deposit 30 get free spins online poker uk join this Aussie-friendly online casino and enjoy the many benefits of being a registered user of 24 […]

Read More
Load More