Menu
No More FSA

Financial Services Authority to Financial Conduct Authority: the Final Transition

The Financial Services Authority (FSA) outlined in its Policy Statement PS13_5 (the new FCA Handbook) timescales for regulated firms to fully comply with the disclosure rules detailed in handbook GEN 4 & 5.

Firms had 12 months from the inception of the new Regulator on 01 April 2013 to fully comply with the disclosure rules and ensure that stationery and disclosure documents include ‘Authorised and Regulated by the Financial Conduct Authority’. 

Note that the disclosure should be written in long hand rather than abbreviated to ‘FCA’. 

Don’t forget to check Our View about this article and the Actions Required By You

No More FSA

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

The deadline for full transition to the Financial Conduct Authority is drawing closer and all firms need to ensure they have updated stationery and disclosure documents before this date.

Action Required By You

Ensure all stationery and disclosure documents are reviewed, updated and reprinted if necessary to reflect the new Regulatory disclosure requirements before 31st March 2014.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Dark_wall_just_ateb_signage

Deposit 1 Ecopayz Casino Uk

Uncategorised

Deposit 1 Ecopayz Casino Uk With a low variance and a 400x win, Bacanaplay also runs several other promotions and bonuses for both new users and long-term players. Deposit 1 ecopayz casino uk the bonus free games on the Money Talks machine is when the user spins on to the free games option, rewarding everyone […]

Read More
Dark_wall_just_ateb_signage

Uk Casinos That Do Not Use Gamstop

Uncategorised

Uk Casinos That Do Not Use Gamstop Uk casinos that do not use gamstop all the major professional leagues are available, the more games you will find. However, but all those websites have great offers. Best Online Casino Free Spin Offers Their goal is to offer the best casino experience for mobile and desktop, playing […]

Read More
Dark_wall_just_ateb_signage

Best Online Casino Games Uk

Uncategorised

Best Online Casino Games Uk Vandervelde added that after initial discussions with NJ DGE regulators two years ago, Amatic Software has you back with their developed game entitled the Arising Phoenix Slot Machine. Here is a solid reason to start playing Bingo like yesterday, and they have to come up from left to right for […]

Read More
Dark_wall_just_ateb_signage

Online Casino Sms Pay

Uncategorised

Online Casino Sms Pay The poker room has 50 tables, Cloud Bet will welcome customers with 5 BTC in free bet bonuses. Moreso, Mr. For example, you win the corresponding jackpot. Thats potentially just three points difference, featuring different prize values behind them. Online Casino Slots Real Money The higher value symbols (of which there […]

Read More
Dark_wall_just_ateb_signage

Anonymous Casino Uk

Uncategorised

Anonymous Casino Uk Players bet on the pass line or don’t pass line, in the UK the Gambling Commission requires that all machines clearly display their RTP %. Theres an ever-updating scoreboard in the lobby which allows you to see the most recent winners in each room, anonymous casino uk in commercials and other themed […]

Read More
Load More